pickabook books with huge discounts for everyone
pickabook books with huge discounts for everyone
Visit our new collection website www.collectionsforschool.co.uk
     
Email: Subscribe to news & offers:
Need assistance? Log In/Register


Item Details
Title: INVESTMENT ADVISER REGULATION IN A NUTSHELL
By: Jeffrey J. Haas, Steven Howard
Format: Paperback

List price: £66.00


We currently do not stock this item, please contact the publisher directly for further information.

ISBN 10: 0314172653
ISBN 13: 9780314172655
Publisher: WEST ACADEMIC
Pub. date: 1 January, 2008
Series: Nutshell
Pages: 618
Description: This book is designed for those interested in learning the fundamentals of investment adviser regulation as set forth primarily in the Investment Advisers Act of 1940 and the rules and regulations promulgated by the Securities and Exchange Commission thereunder.
Synopsis: This book is designed for those interested in learning the fundamentals of investment adviser regulation as set forth primarily in the Investment Advisers Act of 1940 and the rules and regulations promulgated by the Securities and Exchange Commission thereunder. In particular, it is targeted towards investment advisers and their chief compliance officers. However, those associated with mutual funds, hedge funds, private equity funds and collateralized debt obligation (CDO) funds will likely find it useful as well.
Publication: US
Imprint: West Academic Press
Returns: Returnable
Some other items by this author:
ASIAN WORDS OF INSPIRATION: THOUGHTS, MO (PB)
ASIAN WORDS OF MEANING: REFLECTIONS AND (PB)
ASIAN WORDS OF SUCCESS: THOUGHTS, QUOTAT (PB)
ASSASSINATION OF FRED HAMPTON
ASSASSINATION OF FRED HAMPTON (PB)
COACHING WORDS OF WISDOM : QUOTES FROM T (PB)
CORPORATE FINANCE (HB)
CORPORATE FINANCE (HB)
CORPORATE FINANCE IN A NUTSHELL
CORPORATE FINANCE IN A NUTSHELL (PB)
CORPORATE FINANCE IN A NUTSHELL (PB)
CRISIS MANAGEMENT IN ANESTHESIOLOGY (PB)
FRAGMENT-BASED DRUG DISCOVERY
FRAGMENT-BASED DRUG DISCOVERY
FRAGMENT-BASED DRUG DISCOVERY (HB)
GREAT LEADERSHIP WORDS OF WISDOM: OVER 1 (PB)
HOW STRESS AND ANXIETY IMPACT YOUR DECIS (PB)
LAW OF MERGERS AND ACQUISITIONS (HB)
MARKETING WORDS OF WISDOM (PB)
POWERFUL MARKETING MEMOS (PB)
QUINCEY QUOKKA'S QUEST (PB)
STRONG WOMEN SPEAK ON LEADERSHIP, SUCCES (PB)
THE ASSASSINATION OF FRED HAMPTON
THE ASSASSINATION OF FRED HAMPTON
THE ASSASSINATION OF FRED HAMPTON (HB)
THE BEST OF THE MONDAY MORNING MARKETING (PB)
THE BOOK OF ASIAN PROVERBS: UNABRIDGED C (PB)
THE DARIEN CHRONICLES
THE DARIEN CHRONICLES (HB)
THE DARIEN CHRONICLES: OBJECTS FOR REFLE (PB)
THE DARIEN CHRONICLES: OBJECTS FOR REFLE (PB)

TOP SELLERS IN THIS CATEGORY
Ellinger's Modern Banking Law (Paperback)
Oxford University Press
Our Price : £55.99
more details
Principles of Banking Law (Paperback)
Oxford University Press
Our Price : £54.24
more details
Corporate Borrowing: (Hardback)
Jordan Publishing Ltd
Our Price : £218.70
more details
The Logic of Financial Nationalism (Hardback)
Cambridge University Press
Our Price : £94.50
more details
International Banking Operations and Practices (Hardback)
Kluwer Law International
Our Price : £242.50
more details
BROWSE FOR BOOKS IN RELATED CATEGORIES
 LAW
 laws of other jurisdictions & general law
 financial, taxation, commercial, industrial law
 financial law
 banking law


Information provided by www.pickabook.co.uk
SHOPPING BASKET
  
Your basket is empty
  Total Items: 0
 






Early Learning
Little Worried Caterpillar (PB) Little Green knows she''s about to make a big change - transformingfrom a caterpillar into a beautiful butterfly. Everyone is VERYexcited! But Little Green is VERY worried. What if being a butterflyisn''t as brilliant as everyone says?Join Little Green as she finds her own path ... with just a littlehelp from her friends.
add to basket

Early Learning
add to basket

Picture Book
All the Things We Carry PB What can you carry?A pebble? A teddy? A bright red balloon? A painting you''ve made?A hope or a dream?This gorgeous, reassuring picture book celebrates all the preciousthings we can carry, from toys and treasures to love and hope. With comforting rhymes and fabulous illustrations, this is a warmhug of a picture book.
add to basket