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Item Details
Title:
US REGULATION FOR ASSET MANAGERS OUTSIDE THE UNITED STATES
By:
Jack Murphy, Karen L. Anderberg, David Vaughan
Format:
Paperback
List price:
£167.00
Our price:
£167.00
ISBN 10:
0414031962
ISBN 13:
9780414031968
Availability:
Usually dispatched within 1-3 weeks.
Delivery rates
Stock:
Currently
0
available
Publisher:
SWEET & MAXWELL LTD
Pub. date:
31 August, 2017
Edition:
2nd edition
Description:
This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and their advisers outside the United States. This encompasses not only SEC regulation, but also CFTC and ERISA aspects, and the text will also deal with aspects of broker dealer legislation and regulation that impacts on investment management work.
Synopsis:
This new edition covers all aspects of US regulation that affect investment management firms, broker dealers and their advisers outside the United States. This encompasses not only SEC regulation, but also CFTC and ERISA aspects, and the text will also deal with aspects of broker dealer legislation and regulation that impacts on investment management work.
Publication:
UK
Imprint:
Sweet & Maxwell
Returns:
Returnable
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