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Item Details
| Title:
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FCA ENFORCEMENT: INVESTIGATIONS INTO AND SANCTIONS FOR MISCONDUCT AND LACK OF FITNESS AND PROPRIETY
A PRACTICAL GUIDE FOR INDIVIDUALS AND FIRMS |
| By: |
Peter Bibby |
| Format: |
Hardback |
| List price:
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£249.99 |
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We currently do not stock this item, please contact the publisher directly for
further information.
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| ISBN 10: |
1474326382 |
| ISBN 13: |
9781474326384 |
| Publisher: |
LEXISNEXIS |
| Pub. date: |
27 June, 2024 |
| Language: |
English |
| Description: |
The enforcement powers of the Financial Conduct Authority (the FCA) are designed to deter non-compliance with regulatory requirements, encouraging good behaviour on the part of individuals working within the UK financial services industry and restricting the participation of those not fit and proper to work within the industry. |
| Returns: |
Returnable |
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