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Item Details
Title: REGULATING FROM THE INSIDE
THE LEGAL FRAMEWORK FOR INTERNAL CONTROL IN BANKS AND FINANCIAL INSTITUTIONS
By: Iris H.-Y. Chiu
Format: Electronic book text

List price: £64.99


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ISBN 10: 1509901396
ISBN 13: 9781509901395
Publisher: BLOOMSBURY PUBLISHING PLC
Pub. date: 8 October, 2015
Edition: epdf
Pages: 240
Synopsis: This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the `governance' effectiveness of internal control.
Publication: UK
Imprint: Hart Publishing
Returns: Non-returnable
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