 |
|
|
Item Details
| Title:
|
OUTCOMES-FOCUSED REGULATION
COMPLIANCE IN PRACTICE |
| By: |
Bronwen Still, Tracey Calvert |
| Format: |
Paperback |
| List price:
|
£295.00 |
|
We currently do not stock this item, please contact the publisher directly for
further information.
|
|
|
|
|
|
| ISBN 10: |
1907787879 |
| ISBN 13: |
9781907787874 |
| Publisher: |
ARK GROUP |
| Pub. date: |
20 August, 2011 |
| Pages: |
133 |
| Description: |
This report breaks down the key regulatory changes into bite-sized easy-to-understand portions and provides practical guidance to aid compliance. |
| Synopsis: |
October 6th 2011 marks the introduction of the new SRA Handbook which will trigger the biggest change to law firm regulation in decades. Outcomes- Focused Regulation: Compliance in Practice breaks down the key regulatory changes into bite-sized easy-to-understand portions and provides practical guidance to aid compliance. This must-have guide draws together all the requirements for systems and procedures from the different sources within the Handbook to help you understand your obligations and formulate an effective compliance plan for your firm. What makes this report unique?Never-before seen real-life case studies and perspectives from leading practitioners including Stuart Bushell, Duncan Finlyson, Peter Scott, Vanessa Shenton and John H Verry are included to assist you with: * COLPs - who to appoint and how to integrate their roles; * Treating Clients Fairly - how this works in FSA regulated firms; * Good governance and how a whistleblowing policy will work; * Governance and Risk management - why this is elevated to Principle status; * The controls which the SRA might use in relation to non-compliant firms; * What the client care outcomes mean in practice; and * Compliance planning - including invaluable training and procedure options. Whats more, this critical guide has been written by Bronwen Still and Tracey Calvert who were both instrumental in the drafting of the SRA Handbook and have first hand experience in inspecting and advising firms on ethics and compliance.Key topics covered include: * The SRA Principles; * The SRA approach to authorisation; * The SRA Code of Conduct and an explanation of compliance requirements and risk management strategies in key areas such as client care, conflicts of interests and confidentiality, referrals, outsourcing, separate business and overseas practice; * Discussion of other compliance requirements in the SRA Handbook; * The SRA approach to supervision; and * Compliance planning. Outcomes- Focused Regulation: Compliance in Practice is an essential reference guide that should be on the desks of everyone in your firm with compliance responsibilities including COLPs, COFAs, partners, directors, department heads, practice managers and finance directors. |
| Publication: |
UK |
| Imprint: |
Ark Group |
| Returns: |
Non-returnable |
|
|
|
 |
|
|
|
|
|
Little Worried Caterpillar (PB)
Little Green knows she''s about to make a big change - transformingfrom a caterpillar into a beautiful butterfly. Everyone is VERYexcited! But Little Green is VERY worried. What if being a butterflyisn''t as brilliant as everyone says?Join Little Green as she finds her own path ... with just a littlehelp from her friends.
|
|
All the Things We Carry PB
What can you carry?A pebble? A teddy? A bright red balloon? A painting you''ve made?A hope or a dream?This gorgeous, reassuring picture book celebrates all the preciousthings we can carry, from toys and treasures to love and hope. With comforting rhymes and fabulous illustrations, this is a warmhug of a picture book.
|
|
|
|